2026 Edition · Owner's Guide Series · Volume 2

Understanding Rollover Equity in a PE Sale

What rollover is, how it's valued, and how to think about your “second bite of the apple” when you keep practicing. Written for owners in active buyer conversations or negotiating an LOI.

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Volume 2 Rollover Equity Guide cover preview

What's Inside

23 pages of institutional-grade analysis of rollover equity mechanics, valuation, terms, and negotiation. Every section works through the same anchor case — a $23M dermatology group deal — so the math connects.

What Rollover Equity Actually Is

Mechanics, typical percentages (20–40%), where your shares sit in the platform structure, and the tax-deferral advantage.

Why Buyers Require Rollover

What alignment, capital efficiency, and retention mean for what's negotiable — and what isn't.

How Rollover Is Valued

The issuance-price question. Being issued at 12x vs. 8x means $2.3M less at exit on the same $4.6M rollover.

The Second Bite of the Apple

Illustrative math on 0.5x, 1x, 2x, and 3x platform outcomes. What the median actually looks like vs. the pitch deck.

Terms That Determine What It's Worth

Pari passu vs. common behind preferred, drag-along and tag-along, vesting, leaver, and information rights.

Diligence on the Buyer

Questions to ask about fund vintage, platform leverage, and prior exits. Reference calls with prior rollover holders.

Rollover in Different Deal Types

Platform, add-on, recapitalization, and sponsor-to-sponsor scenarios. Each has different economics and different leverage.

Five Terms Most Worth Fighting For

A ranked list of the negotiation battles that move the most value, plus tested language for framing each ask.

New to the Owner's Guide Series? Volume 1, The Middle-Market Healthcare Practice Owner's Valuation Guide, covers how buyers get to your headline price. Volume 2 (this guide) covers what happens to the rollover portion of that price. Both stand alone.

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